SEC Rule 10b-5

Results: 780



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171Financial regulation / Government / Financial system / SEC Rule 10b-5 / U.S. Securities and Exchange Commission / Securities Act / Securities Exchange Act / Motion / McDuff / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

INITIAL DECISION RELEASE NO. 663 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2014-09-05 16:40:08
172SEC Rule 10b-5 / Motion / U.S. Securities and Exchange Commission / Lawsuit / Government / Law / New Deal agencies / Corporate crime / Federal Rules of Civil Procedure

INITIAL DECISION RELEASE NO. 673 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2014-09-22 15:51:48
173Economics / Financial system / Solutia / 73rd United States Congress / United States Securities and Exchange Commission / Eastman Chemical Company / Insider trading / Securities Exchange Act / SEC Rule 10b-5 / United States securities law / Stock market / Financial economics

Complaint: D. Michael Donnelly

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Source URL: www.sec.gov

Language: English - Date: 2014-11-25 17:26:34
174Finance / Hedge fund / SEC Rule 10b-5 / Securities Exchange Act / U.S. Securities and Exchange Commission / United States securities law / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 22, 2014

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Language: English - Date: 2014-09-22 12:23:51
175Economics / Financial system / Solutia / 73rd United States Congress / United States Securities and Exchange Commission / Eastman Chemical Company / Insider trading / Securities Exchange Act / SEC Rule 10b-5 / United States securities law / Stock market / Financial economics

Complaint: D. Michael Donnelly

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Source URL: www.sec.gov

Language: English - Date: 2014-11-25 17:26:34
176Investment / Securities / 73rd United States Congress / United States Securities and Exchange Commission / Financial services / Hedge fund / SEC Rule 10b-5 / Securities fraud / U.S. Securities and Exchange Commission / Financial economics / United States securities law / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 22, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-22 12:25:20
177Finance / Public Company Accounting Oversight Board / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Securities regulation in the United States / Securities Exchange Act / Generally Accepted Accounting Principles / Sarbanes–Oxley Act / United States securities law / Accountancy / Business

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 24, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-07-25 06:26:33
178Economics / Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Corruption / Insider trading / Securities Act / Securities Exchange Act / SEC Rule 10b-5 / United States securities law / Stock market / Financial economics

Shivbir S. Grewal and Preetinder Grewal

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Source URL: www.sec.gov

Language: English - Date: 2014-12-22 14:41:51
179SEC Rule 10b-5 / Disbarment / Securities fraud / Law / United States securities law / Securities

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 14, 2014

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Language: English - Date: 2014-11-14 15:12:49
180Investment / United States Securities and Exchange Commission / Corporate crime / 73rd United States Congress / U.S. Securities and Exchange Commission / Securities fraud / SEC Rule 10b-5 / Securities and Exchange Commission / Securities Exchange Act / Financial economics / United States securities law / Finance

INITIAL DECISION RELEASE NO. 724 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2014-12-19 12:06:44
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